Notification of Major Holdings1. Details of issuer Name: | MorphoSys AG |
Street: | Semmelweisstr. 7 |
Postal code: | 82152 |
City: | Planegg Germany |
Legal Entity Identifier (LEI): | 529900493806K77LRE72 |
2. Reason for notification X | Acquisition/disposal of shares with voting rights |
| Acquisition/disposal of instruments |
| Change of breakdown of voting rights |
X | Other reason: voluntary group notification with triggered threshold on subsidiary level |
3. Details of person subject to the notification obligation Legal entity: JPMorgan Chase & Co. City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)holding directly 3% or more voting rights, if different from 3.
J.P. Morgan Securities LLC
|
5. Date on which threshold was crossed or reached:6. Total positions | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG |
New | 4.53 % | 1.76 % | 6.29 % | 34231943 |
Previous notification | 4.58 % | 1.78 % | 6.36 % | / |
7. Details on total positionsa. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN | Absolute | In % |
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) |
DE0006632003 | 0 | 1549879 | 0.00 % | 4.53 % |
Total | 1549879 | 4.53 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Right to recall shares lent out | n/a | n/a | 50 | 0.00 % |
Internal right to recall shares lent out | n/a | n/a | 246935 | 0.72 % |
Third Party convertible bonds - right of use held | 16/10/2025 | 16/10/2025 | 45699 | 0.13 % |
| | Total | 292684 | 0.86 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
Convertible bonds | 16/10/2025 | 16/10/2025 | Physical | 230786 | 0.67 % |
Cash-settled Call Options | 09/06/2025 – 02/01/2099 | Anytime | Cash | 723 | 0.00 % |
Equity Swap | 03/10/2023 -12/08/2030 | 03/10/2023 -12/08/2030 | Cash | 78527 | 0.23 % |
| | | Total | 310036 | 0.91 % |
8. Information in relation to the person subject to the notification obligation | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
JPMorgan Chase & Co. | % | % | % |
JPMorgan Chase Bank, National Association | % | % | % |
J.P. Morgan International Finance Limited | % | % | % |
J.P. Morgan Capital Holdings Limited | % | % | % |
J.P. Morgan Securities plc | % | % | % |
- | % | % | % |
JPMorgan Chase & Co. | % | % | % |
JPMorgan Chase Holdings LLC | % | % | % |
J.P. Morgan Broker-Dealer Holdings Inc. | % | % | % |
J.P. Morgan Securities LLC | 4.32 % | % | 5.06 % |
- | % | % | % |
JPMorgan Chase & Co. | % | % | % |
JPMorgan Chase Bank, National Association | % | % | % |
J.P. Morgan International Finance Limited | % | % | % |
J.P. Morgan Structured Products B.V. | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both |
% | % | % |
10. Other explanatory remarks:Date