MorphoSys AG: Correction of a release from 03/06/2019 according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

2019-10-11T17:02:02 CET

MorphoSys AG: Correction of a release from 03/06/2019 according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Notification of Major Holdings

1. Details of issuer

Name: MorphoSys AG
Street: Semmelweisstr. 7
Postal code: 82152
City: Planegg
Germany
Legal Entity Identifier (LEI): 529900493806K77LRE72

2. Reason for notification

  Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
Acquistion and Merger with Oppenheimer Funds Inc. : please see Section 10

3. Details of person subject to the notification obligation

Legal entity: Invesco Ltd.
City of registered office, country: Hamilton, Bermuda

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)

5. Date on which threshold was crossed or reached:

24 May 2019

6. Total positions

  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 7.58 % 0.00 % 7.58 % 31839572
Previous notification 3.03 % 0.00 % 3.03 % /

7. Details on total positions

a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0006632003 0 2414177 0.00 % 7.58 %
Total 2414177 7.58 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
0 0.00 %
    Total 0 0.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
0 0.00 %
      Total 0 0.00 %

8. Information in relation to the person subject to the notification obligation

  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Invesco Ltd. % % %
Invesco Holding Company Limited % % %
Invesco Holding Company(US), Inc. % % %
Oppenheimer Acquisition Corporation % % %
Oppenheimerfunds, Inc. % % %
OFI Global Asset Management, Inc. % % %
Invesco Group Services, Inc. % % %
Invesco Advisers, Inc. 7.52 % % 7.52 %
- % % %
Invesco Ltd. % % %
Invesco Holding Company Limited % % %
Invesco Holding Company(US), Inc. % % %
Oppenheimer Acquisition Corporation % % %
Oppenheimerfunds, Inc. % % %
OFI Global Asset Management, Inc. % % %
Invesco Group Services, Inc. % % %
Invesco Capital Management LLC % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:

Acquisition and Merger with Oppenheimer Funds Inc. Please see following link for further information: we will add link here post acquisition; https://ir.invesco.com/investor-relations/press-releases/default.aspx?_ga=2.
153008441.1018859822.1558359393-832691936.1556037780 

Date

09 Oct 2019
 keine Auswahl